RMA & Ncontracts – 2021 Risk Culture and Conduct Survey

This RMA survey was designed in partnership with Ncontracts. The survey includes informed contributions from members of the RMA Culture and Conduct Roundtable as well as members of the Enterprise Risk Council. We appreciate their help.

The survey is intended to capture the current state of culture and conduct practices across a range of RMA member institutions. We hope that the results will help you benchmark how your peers implement and drive their desired culture and manage conduct risk, particularly in the current remote environment that many institutions are in due to the pandemic. As regulators continue to pay attention to the corporate culture, this survey may be a useful check- in tool on your current practices.

It should take approximately 15-20 minutes to complete the survey. The deadline to participate is December 31, 2021. Please provide your contact info if you would like to receive a copy of the full report. Depending on the responses received, we will categorize the data by asset size.

The final report will summarize the participants’ responses, while masking the identity of each participant for the protection of the reporting institution. The final report will be drafted by RMA.

For questions, please contact Sylwia Czajkowska, Associate Director/OpRisk, RMA at (215) 446-4071 or sczajkowska@rmahq.org.